The DFS Financial Group

(972) 417-2900

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The DFS Financial Group

(972) 417-2900

  • Home
  • About Us
  • Newsletters
  • Client Resources
  • Contact Us

Initial Meeting Packet for Business Owners

Please download and complete the documents below for our initial meeting.

What To Bring Checklist - Household (pdf)Download
What To Bring Checklist - Business (pdf)Download
Employee Census Form for Businesses (pdf)Download
The DFS Financial Group's Budgeting Workbook (pdf)Download
The DFS Financial Group's Discovery Questionnaire (pdf)Download

Disclosures and Firm Information

Cambridge Investment Research Advisors Form CRS (pdf)Download
Cambridge Investment Research Form CRA (pdf)Download
Cambridge Investment Research Advisors ADV Part 2A (pdf)Download
Bradley Wimpee's ADV Brochure - Part 2B (pdf)Download

The DFS Financial Group

 

Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC, to residents of Texas, Florida, New York, California, Colorado, Michigan and Missouri. 

Advisory services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. The DFS Financial Group and Cambridge are not affiliated.  


Cambridge does not offer tax or legal advice. 

The DFS Financial Group does not offer tax or legal advice.


Content provided via links to third party sites should not be considered an endorsement of third party content. We make no representation as to the completeness or accuracy of information provided at these websites.



Cambridge's Customer Relationship Summary (CRS) Form

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