Client Resources

The DFS Financial Group Forms and Disclosures

Download Disclosures and Discovery Documents

Discovery Questionnaire For First Initial Engagement Meeting (pdf)

Initial Meeting What To Bring Checklist Individuals and Families (pdf)

Initial Meeting What To Bring Checklist Business Owners (pdf)

Budgeting Workbook For New & Existing Clients (pdf)

The DFS Financial Group Existing Client Annual Questionnaire (pdf)

Employer Census Form (pdf)

Cambridge Investment Research Form CRS (pdf)

Cambridge Investment Research Advisors Form CRS (pdf)

Cambridge Investment Research Advisors ADV Part 2A (pdf)

Bradley Wimpee's ADV Brochure - Part 2B (pdf)

The DFS Financial Group™

5000 Riverside Drive, Building 6, Suite 100E, Irving, TX 75039

Main: (972) 417-2900

The DFS Financial Group™ - 2023 All Rights Reserved.

Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC, to residents of Texas, Florida, New York, California and Missouri.

Advisory services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. The DFS Financial Group and Cambridge are not affiliated.

A Subsidiary Of The DFS Group, LLC™